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Appendix G (Continued):

Characteristics of Health Care Efficiency Measures Published in Peer-Reviewed Literature [1982-2006]

Contents
United States Only - Unit of Observation: Hospital
    Unit of Observation: Hospital (Continued)
United States Only - Unit of Observation: Physician
United States Only - Unit of Observation: Health Plans
United States Only - Unit of Observation: Nurses

United States Only - Unit of Observation: Other

United States Only - Unit of Observation: Hospital N=93 (Continued)

Author,
year
Type of
paper
Unit of
observation
Sample
size
Data
source
Time frame Years Inputs Outputs PR AC PT CM PM Method Data on
reliability,
sensitivity
analysis,
validity
reported?
Rosko MD, 199951 Research Hospital 3,262 Hospitals Secondary data Cross-sectional 1994 Other capital costs(f), Total costs(f), Wage rate/wages(p)
Physical
Financial
Physician visit, Hosp discharge, Hosp days
Health services
X X   X   SFA No /Yes/No
Chern JY et al., 200052 Research Hospital 80 Hospitals Secondary data Longitudinal 1984-1993 Number of other personnel(p), Beds (counts)(p), Other counts(p), Other costs(f)
Physical
Financial
Physician visit, Hosp discharge
Health services
X     X   DEA No /No /No
                             
Frech HE et al., 200053 Research Hospital 378 Hospitals Secondary data Longitudinal 1983-1984-1990-1991 Number of physicians(p), Operating cost(f), Total assets(p)
Physical
Financial
Physician visit, Hosp discharge, Training
Health services
X X       SFA, Other regression-based approach No /Yes/No
Harris J et al., 200054 Research Hospital 20 Hospitals Secondary data Cross-sectional 1991-1993 Number of other personnel(p), Beds (counts)(p), Other counts(p), Operating cost(f)
Physical
Financial
Physician visit, Hosp discharge
Health services
      X   DEA No /Yes/No
100 Top Hospitals, 200155 Descriptive Hospital 887,172 Patients, 707 Hospitals Secondary data Cross-sectional 1998 Hosp days
Physical
Hosp discharge
Health services
X   X X   Ratios No /No /No
            Total costs
Financial
Hosp discharge
Health services
X   X X   Ratios No /No /No
            ICU-related ancillary cost
Financial
ICU days
Health services
X   X X   Ratios No /No /No
Brown HS, 200156 Research Hospital 613 Hospitals Secondary data Longitudinal 1992-1996 Other capital costs(f), Beds (counts)(p) personnel(p), Number of other
Physical
Financial
Hosp discharge
Health services
X X X X   SFA No /Yes/No
Folland ST et al., 200157 Research, Develop methodology Hospital 2,007 Hospitals Secondary data Cross-sectional 1985 Other capital costs(f), Total costs(f), Wage rate/wages(p)
Physical
Financial
Physician visit, Hosp days
Health services
X X       SFA Yes/Yes/No
Li T et al., 200158 Research Hospital 90 Hospitals Secondary data Longitudinal 1988-1993 Other capital costs(f), Total costs(f), Wage rate/wages(p)
Physical
Financial
Physician visit, Hosp days
Health services
X     X   SFA No /Yes/No
Rosko MD, 200159 Research Hospital 1,966 Hospitals Secondary data Cross-sectional 1997 Other capital costs(f), Total costs(f), Wage rate/wages(p)
Physical
Financial
Physician visit, Hosp discharge
Health services
X X   X   SFA No /Yes/No
Brown HS, 200360 Research Hospital 613 Hospitals Secondary data Longitudinal 1992-1996 Number of other personnel(p), Other capital costs(f), Beds (counts)(p)
Physical
Financial
Hosp discharge
Health services
X     X   SFA No /Yes/No
100 Top Hospitals, 200361 Descriptive Hospital NR Not specified Longitudinal Yrs
N/R
Other labor costs, Total costs
Financial
Hosp discharge
Health services
    X     Ratios No /No /No
            Beds (counts)
Physical
Hosp discharge
Health services
          Ratios No /No /No
            Number of other personnel
Physical
Hosp discharge
Health services
      X   Ratios No /No /No
Chu HL et al., 200462 Research Hospital 246 Hospitals Secondary data Longitudinal 1997-1999 Number of other personnel(p), Nurse time(p), Other time(p), Equipment capital costs(f), Other capital costs(f), Supplies (counts)(p)
Physical
Financial
Inpatient procedure, Physician visit, Hosp discharge, Hosp days
Health services
X X   X   DEA No /No /No
Jordan SD, 199463 Descriptive Hospital 160 Patients, 2 Hospitals Primary data Cross-sectional Yrs
N/R
Nurse labor costs, Other labor costs
Financial
Charges
Health services
          Ratios No /No /No
Young ST, 199264 Research Hospital 22 Hospitals Not specified Cross-sectional Yrs
N/R
Other time
Physical
Fill rate, Inventory turns, Purchase price index
Other
          Ratios, DEA No /No /No
Bellin E et al., 200465 Descriptive, Develop methodology Hospital department 1,733 Patients Primary data Longitudinal 2001-2002 Hosp days
Physical
Hosp discharge
Health services
    X     Other regression-based approach No /Yes/No
Mathiasen RA et al., 200166 Descriptive Hospital department 57 Patients Primary data, Secondary data Longitudinal 1997-1998 Hosp days
Physical
Hosp discharge
Health services
    X X   Ratios No /No /No
            Total costs
Financial
Hosp discharge
Health services
    X X   Ratios No /No /No
Kyriacou DN et al., 199967 Descriptive Hospital department 826 Patients Primary data Longitudinal 1993-1998 Hosp days
Physical
Emergency visit
Health services
          Ratios No /No /No
Finkler MD et al., 199368 Research Hospital department 9 Hospital depts Primary data Cross-sectional Yrs
N/R
Physician time, Nurse time
Physical
Inpatient procedure
Health services
      X   DEA No /Yes/No
Wilson GW et al., 198269 Research Hospital department 922 Hospital depts Secondary data Cross-sectional Yrs
N/R
Number of technical staff(p), Equipment capital costs(f)
Physical
Financial
Procedure
Health services
X X       DEA, Other regression-based approach No /Yes/No
Seltzer SE et al., 199870 Descriptive Hospital department 2 Hospital depts Primary data Longitudinal 1992-1996 Total costs
Financial
Inpatient procedure
Health services
          Ratios No /No /No
            Total costs
Financial
Relative value unit
Health services
          Ratios No /No /No
            Number of other personnel
Physical
Inpatient procedure
Health services
          Ratios No /No /No
            Number of other personnel
Physical
Relative value unit
Health services
          Ratios No /No /No
Sternick E, 199071 Descriptive Hospital department NR Not specified Cross-sectional Yrs
NR
Other labor costs, Other capital costs, Total costs
Financial
Charges
Health services
          Ratios No /No /No
Ozgen H et al., 200472 Research Hospital department, Dialysis centers 140 Dialysis centers Secondary data Longitudinal 1994-2000 Number of physicians(p), Number of nurses(p), Number of technical staff(p), Number of other personnel(p), Equipment capital costs(f), Drug capital costs(f), Supply capital costs(f), Other capital costs(f), Equipment (counts)(p)
Physical
Financial
Outpatient procedure(s), Training(other), Home dialysis treatments(s)
Health services
Other
          Malmquist or other index numbers, DEA No /No /No
Starfield B et al., 199473 Descriptive Hospital department, Primary health center 135 Primary health centers Secondary data Cross-sectional 1998 Total costs
Financial
Week, month, or year of care provided
Health services
      X   Ratios No /No /No
Wang BB et al., 199974 Research Hospital, Geographic region 6,010 Hospitals, 314 Geographic regions Secondary data Longitudinal 1989-1993 Number of other personnel(p), Beds (counts)(p), Total costs(f)
Physical
Financial
Physician visit, Hosp discharge
Health services
X X   X   DEA No /No /No
Goodman DC et al., 200675 Descriptive Hospital, Geographic region 306 Geographic regions, 97 Hospitals Secondary data Longitudinal 1999-2001 Number of physicians
Physical
Covered lives
Health services
          Ratios No /No /No
Dewar DM et al., 200076 Research Hospital, Health plan 39,697 Patients Secondary data Longitudinal 1992-1996 Total costs
Financial
Health outcome
Health outcomes
    X X   Ratios No /No /No
Conrad D et al., 199677 Research Hospital, Health plan 44,397 Patients, 37 Hospitals Secondary data Longitudinal 1991-1992 Total costs
Financial
Hosp discharge
Health services
X X X X   Other regression-based approach No /No /No
Broyles RW, 199078 Research Hospital, Hospital department 81 Hospitals Secondary data Longitudinal 1979-1982 Direct costs
Financial
Hosp discharge
Health services
X X     X   Other regression-based approach No /No /No
            Direct costs
Financial
Hosp days
Health services
X X   X   Other regression-based approach No /No /No
            Service volume
Physical
Hosp discharge
Health services
X X   X   Other regression-based approach No /No /No
            Service volume
Physical
Hosp days
Health services
X X   X   Other regression-based approach No /No /No
DeLia D et al., 200279 Research Hospital, Primary health center 155 Hospitals Secondary data Longitudinal 1997-1999 Number of physicians, Number of nurses, Number of other personnel, Other counts
Physical
Physician visit
Health services
          Other regression-based approach No /Yes/No
Burgess,James FJr et al., 199380 Research Hospital, Veterans Affairs 89 Hospitals Secondary data Longitudinal 1985-1987 Number of nurses, Number of other personnel, Physician time, Beds (counts)
Physical
Outpatient procedure, Inpatient procedure, Physician visit, Hosp discharge, Hosp days
Health services
          DEA No /No /No
Hao S et al., 199481 Research Hospital, Veterans Affairs 93 Hospitals Not specified Cross-sectional 1988 Number of physicians, Number of nurses, Beds (counts)
Physical
Inpatient procedure, Physician visit, Hosp discharge, Emergency visit
Health services
X         DEA No /No /No
            Beds (counts)
Physical
Hosp discharge
Health services
X         Ratios No /No /No
            Beds (counts)
Physical
Inpatient procedure
Health services
X         Ratios No /No /No
            Beds (counts)
Physical
Physician visit
Health services
X         Ratios No /No /No
            Number of nurses
Physical
Hosp discharge
Health services
X         Ratios No /No /No
            Number of nurses
Physical
Inpatient procedure
Health services
X         Ratios No /No /No
            Number of nurses
Physical
Physician visit
Health services
X         Ratios No /No /No
            Number of physicians
Physical
Hosp discharge
Health services
X         Ratios No /No /No
            Number of physicians
Physical
Inpatient procedure
Health services
X         Ratios No /No /No
            Number of physicians
Physical
Physician visit
Health services
X         Ratios No /No /No
Burgess JF et al., 199582 Research Hospital, Veterans Affairs 1,545 Hospitals Primary data, Secondary data Longitudinal 1984-1988 Number of nurses, Number of technical staff, Number of other personnel, Beds (counts), Other counts
Physical
Outpatient procedure, Inpatient procedure, Physician visit, Hosp discharge, Hosp days
Health services
X     X   Malmquist or other index numbers No /No /No
Burgess JF et al., 199683 Research Hospital, Veterans Affairs 2,246 Hospitals Secondary data Cross-sectional 1987-1988 Number of nurses, Number of other personnel, Beds (counts)
Physical
Outpatient procedure, Inpatient procedure, Physician visit, Hosp discharge, Hosp days
Health services
      X   DEA No /No /No
Burgess JF et al., 199884 Research Hospital, Veterans Affairs 1,545 Hospitals Secondary data Longitudinal 1984-1988 Number of nurses, Number of other personnel, Beds (counts)
Physical
Outpatient procedure, Inpatient procedure, Physician visit, Hosp discharge, Hosp days
Health services
      X   DEA No /No /No
Bannick RR et al., 199585 Research Hospital, Veterans Affairs 284 Hospitals Secondary data Cross-sectional 1989 Number of physicians(p), Number of nurses(p), Number of other personnel(p), Beds (counts)(p), Other counts(p), Operating cost(f)
Physical
Financial
Physician visit, Hosp days
Health services
          DEA No /No /No
Harrison JP et al., 200586 Research Hospital, Veterans Affairs 121 Hospitals Secondary data Longitudinal 1998-2001 Number of other personnel(p), Beds (counts)(p), Total costs(f)
Physical
Financial
Inpatient procedure, Physician visit, Hosp days
Health services
          DEA No /No /No
Sexton TR et al., 198987 Research Hospital, Veterans Affairs 159 Hospitals Secondary data Cross-sectional 1985 Number of physicians(p), Number of nurses(p), Number of technical staff(p), Equipment capital costs(f), Other capital costs(f)
Physical
Financial
Relative value unit
Health services
X         DEA No /No /No
Eastaugh SR, 200288 Research Nurse, Hospital 37 Hospitals Primary data Longitudinal 1997-2000 Other capital costs(f) Other time(p), Nurse time(p),
Physical
Financial
Relative value unit
Health services
          SFA No /No /No
Weingarten SR et al., 200289 Research Physician, Hospital 301 Physicians Primary data Cross-sectional 1997 Hosp days
Physical
Hosp discharge
Health services
      X   Ratios No /No /No
Auerbach AD et al., 200290 Research Physician, Hospital 5,308 Patients Secondary data Longitudinal 1997-1999 Hosp days
Physical
Hosp discharge
Health services
          Ratios No /No /No
            Total costs
Financial
Hosp discharge
Health services
          Ratios No /No /No
Ghosh D et al., 200391 Research, Develop methodology Physician, Hospital department 1 Hospital depts Primary data Cross-sectional 1997 Total costs
Financial
Physician visit
Health services
          Ratios No /No /No
            Total charges
Financial
Physician visit
Health services
          Ratios No /No /No
Brenn BR et al., 200392 Descriptive Physician, Hospital department 2,226 Patients Primary data Longitudinal 2000 Physician time
Physical
Inpatient procedure
Health services
          Ratios No /No /No
Ozcan YA et al., 199693 Research Psychiatric hospital 85 Psychiatric hospitals Secondary data Cross-sectional 1990 Number of other personnel(p), Supply capital costs(f), Beds (counts)(p)
Physical
Financial
Physician visit, Hosp discharge
Health services
X X   X   DEA No /No /No

*Explanatory variables: PR=Provider characteristics, AC=Area characteristics, PT=Patient characteristics, CM=Case mix adjustment, PM=Payment method

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